Company Information
Company Profile
Cash Flow Statement
Profit & Loss
Financial Position
Financial Ratio
Industry 金融业
Company Introduction 西南证券股份有限公司是一家综合类证券公司,通过改制重组、借壳上市、增发融资等重要战略举措，已成为拥有A类评级的上市证券公司。公司积极推进战略布局和创新转型，已基本形成“全牌照”经营的格局，能为不同类型的投融资客户提供内容丰富的金融服务。2012年，在市场交易量出现较大降幅的情况下，公司经纪业务中股票基金交易量的市场排名连续四年保持增长；在发审政策、发行市场发生较大变化的情况下，公司投行业务及时调整业务结构，并购业务家数市场排名第二，再融资业务家数市场排名第六、融资总额市场排名第五，继续保持了并购和再融资的行业领先地位。同时，公司积极搭建创新业务发展平台，通过增资控股重庆OTC，启动收购西南期货，筹建香港子公司和另类投资子公司等多项举措，持续培育公司核心竞争力。
Main Business 证券及期货经纪业务、投资银行业务、自营业务、资产管理业务等
Legal Representative 吴坚
Top Executives
董事长：吴坚
董事：吴坚,谭鹏,张敏,李军,江峡,杨雨松
独立董事：黄琳,徐秉晖,付宏恩
Top 5 Shareholder
Shareholder name Nature Holding Date
重庆渝富资本运营集团有限公司限售股+流通A股27.89%31/03/2024
重庆市城市建设投资（集团）有限公司流通A股10.37%31/03/2024
重庆市江北嘴中央商务区投资集团有限公司流通A股6.03%31/03/2024
中国建银投资有限责任公司流通A股4.94%31/03/2024
重庆高速公路集团有限公司流通A股4.14%31/03/2024
Company Secretary 李军
Solicitors 重庆索通律师事务所
Auditors 天健会计师事务所（特殊普通合伙）
Tel No 023-63786433
Fax No 023-63786001
Website www.swsc.com.cn
Email dshb@swsc.com.cn
Company Address
Register: 重庆市江北区金沙门路32号西南证券总部大楼
Office: 重庆市江北区金沙门路32号西南证券总部大楼
Listing Date 09/01/2001
Shares Capital
Shares Capital: 6,645,109,124
Total A Share: 6,645,109,124
Listed A Share: 6,315,109,124
Non-tradable A Share: 330,000,000
Other Share: 0
Total B Share: 0
Total H Share: 0
EPS(RMB)* ¥ 0.090
DPS(RMB)* ¥ 0.035
NBV Per Share(RMB)* ¥ 3.824
Market Capitalization(RMB) 25.576B
Smiley face Only Chinese content is avaliable
N
/
N
 : Eligible Stock for SH-HK Northbound trade (For all investors/ For institutional professional investors only)
N
 : Eligible Stock for SH-HK Ex-Northbound trade (sell only)
N
/
N
 : Eligible Stock for SZ-HK Northbound trade (For all investors/ For institutional professional investors only)
N
 : Eligible Stock for SZ-HK Ex-Northbound trade (sell only)
* Unadjusted Data
Information provided by: etnet
Terms and Conditions
Risk Disclosure:
The prices of securities may fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities. The information is for reference only, it does not constitute any offer, solicitation, recommendation, comment or any guarantee to the purchase or sale of any investment product or service. Customers should not make any investment decisions based on this information alone.
Disclaimer:
This information is provided by ET Net Limited ("ET Net") and/or its third party information providers (the "Sources") and is strictly for reference only. It is not intended to provide any financial or professional advice and any person should not rely upon the same as such. You should obtain relevant and specific professional advice before making any investment decision. Before making an investment decision, you should consider, with the assistance of your professional securities adviser, whether the information is appropriate in light of your particular investment needs, objectives and financial circumstances. ET Net and the Sources endeavor to ensure the accuracy and reliability of the information provided. Notwithstanding the aforesaid, ET Net, the Sources, Nanyang Commercial Bank Limited do not guarantee or make any representation, warranty or undertaking as to the accuracy, reliability, completeness or timeliness of this information, and accept no responsibility or liability whatsoever (whether in tort or contract or otherwise) for any loss or damage howsoever arising from or in reliance upon the whole or any part of such information.